Record the Why.
Redan builds the record as you review marketing, vet vendors, and run training — every decision linked to its evidence, every approval to its reasoning. When the SEC letter arrives, the record is already complete.
“Strategy returned 18.4% over the trailing 12 months.”
— Q4 2025 Letter to Investors, p. 1
- Gross
- 18.4%
- Net (after fees)
- 14.7%
FINDING § 1.3(b)
Net performance must be presented with equal prominence to gross. SEC Rule 206(4)-1(d)(1).
The Platform
Three disciplines. Every decision on the record.
Every product builds a dedicated section of the Blue Folio — the nine-section examination record, assembled as you work.
The forensic record the SEC actually examines.
Every marketing claim linked to evidence. CCO approval with written reasoning. Automated analysis surfaces what regulators flag, before the exam letter arrives.
VDD Platform
Third-party vendor risk classified and documented. Every due diligence decision on record, structured for examination.
Training Platform
Compliance training assigned, completed, and recorded. Every employee’s completion record on file for examination.
The Output
One document.
The record, complete.
Everything builds toward the Blue Folio: the complete and professional response the SEC expects. When the examiner arrives, it’s minutes of handoff, not days of reconstruction.
BLUE FOLIO · EXAM RECORD
SHA-256 · a3f2e9c
Contents
- §1–3Marketing Rule Compliance127 claims · 340 evidence links
- §4Vendor Due Diligence23 assessments · signed determinations
- §5Compliance Training48 records · attestation signatures
- §6Audit TrailTimestamped · WORM · SHA-verified
Why Now
The SEC isn’t looking for one finding.
It’s building a picture.
Since the 2022 Marketing Rule, SEC examination has become more systematic. Examiners aren’t arriving with a single focus area. They build a pattern from what they find across marketing, vendor oversight, and training. Every undocumented decision is a data point.
The firms that answer without scrambling built the record before the letter arrived.
01
Examination is more systematic since 2022
The Marketing Rule changed how examiners approach an RIA. They are not looking for one smoking gun. They build a picture across marketing, vendor relationships, and training records.
02
Documentation gaps are the primary deficiency
CCOs fail exams not because the program was wrong, but because no documented trail connects decisions to their supporting evidence.
03
Forensic records must pre-exist the examination
You cannot build documentation after the SEC letter arrives. Redan builds the record as you work, so on day one of an exam, your evidence chain is already complete.
The Differentiator
Faster answers. Complete records. Not a trade-off.
Compliance rigor and business velocity don’t have to trade against each other. Redan records every determination (evidence linked, reasoning on file) in the same step as the approval. Marketing gets an answer the same day. The examiner finds the record complete.
How CCOs use it →Get Started
Build your defense.
Every claim documented. Every approval reasoned. The record is already complete.