Build a compliance program that survives exam day.

Three products. Each closes a different compliance gap. All build the same examination-grade audit trail. Start where the risk is highest.

SEC Rule 206(4)-1
WORM-Compliant
SOC 2 Type I
Flat Per Firm
Unlimited Users

Your compliance program doesn't need to be complete. It needs to be improving.

Most RIA compliance programs have at least one documented gap in marketing substantiation, vendor oversight, or staff training records. Redan closes those gaps one product at a time. Start where the risk is highest. Add the rest when you're ready.

Infrastructure · Build into how you operate

Marketing compliance

Every marketing claim. Linked to evidence. Reviewed by your CCO.

$3,500/mo

  • Automated claim detection across 198 compliance patterns
  • Evidence linking: every claim tied to source documents
  • CCO determination workflow with written reasoning required
  • Blue Folder export - examination-grade audit trail

Blue Folio: Contributes §1–3

See Details
Detect claims
Link evidence
CCO review
Export record
Regulatory monitoring

SEC bulletins. Policy drift. Filing deadlines. One monitoring layer.

$4,000/mo

  • SEC/FINRA bulletin monitoring filtered to your firm's profile
  • Policy integrity alerts when regulations change
  • Filing deadline tracking across 7 jurisdictions
  • Integrated regulatory intelligence dashboard

Blue Folio: Contributes §6–7

Join the WaitlistIn Development
SEC
FINRA
Policy
Filing
Alerts
Reports

Extend · Solve bounded problems

Vendor oversight

Every vendor. Risk-classified. DDQ on file.

$2,000/mo

  • DDQ workflow for every third-party vendor
  • Deterministic risk classification: Critical / High / Medium / Low
  • Vendor portal: vendors complete DDQ directly via unique URL
  • Signed CCO determination memo generated at completion

Blue Folio: Contributes §4

See Details
Employee training

Every employee. Trained. Certified. On the record.

$1,500/mo

  • Annual compliance training with pass/fail assessment
  • New hire onboarding and department certifications
  • Timestamped completion records - 18-month history per employee
  • Remedial training auto-assigned on incident documentation

Blue Folio: Contributes §5

See Details

Every product builds the same examination-grade record.

When an SEC examiner arrives, they expect a documented compliance program. Not a folder of screenshots — a structured audit trail that proves every decision, links it to the review, and surfaces the underlying evidence. Each Redan product generates its own Blue Folder, an examination-grade export of everything it tracks. Together, they assemble the Blue Folio: the complete nine-section audit record.

§1Firm OverviewAuto
§2Compliance Program StructureMRC
§3Marketing Review RecordMRC
§4Vendor Oversight ProgramVDD
§5Employee Training ProgramTraining
§6Regulatory Monitoring LogOversight
§7Filing HistoryOversight
§8Compliance Improvement RecordAll
§9Exam Readiness SummaryAll

$11,000/mo · $112,200/yr with annual · Flat per firm · Unlimited users

Built by practitioners

Redan’s workflows are designed around what an examiner actually asks for, not what a software engineer assumes they need.

What to look for in a compliance platform

✓Pricing visible before demo
✓Flat per firm - no per-seat, no AUM tiers
✓WORM-compliant audit trail
✓Examination-grade audit record export
✓Automated claim detection against SEC criteria
✓Vendor due diligence workflow
✓Integrated employee training records
✓Unlimited users included

Not sure where to start?

Book a 30-minute call. We'll look at your current compliance record and tell you exactly which gap to close first.

Book a Demo